The Science of Suffering
By Judith Shulevitz, "New Republic"
Lowell,
Massachusetts, a former mill town of the red-brick-and-waterfall
variety 25 miles north of Boston, has proportionally more Cambodians and
Cambodian-Americans than nearly any other city in the country: as many
as 30,000, out of a population of slightly more than 100,000. These are
largely refugees and the families of refugees from the Khmer Rouge, the
Maoist extremists who, from 1975 to 1979, destroyed Cambodia’s economy;
shot, tortured, or starved to death nearly two million of its people;
and forced millions more into a slave network of unimaginably harsh
labor camps. Lowell’s Cambodian neighborhood is lined with dilapidated
rowhouses and stores that sell liquor behind bullet-proof glass,
although the town’s leaders are trying to rebrand it as a tourist
destination: “Little Cambodia.”
At
Arbour Counseling Services, a clinic on a run-down corner of central
Lowell, 95 percent of the Cambodians who come in for help are diagnosed
with Post Traumatic Stress Disorder, or PTSD. (In Cambodia itself, an
estimated 14.2 percent of people who were at least three years old
during the Pol Pot period have the disorder.) Their suffering is
palpable. When I visited Arbour, I met a distraught woman in her forties
whom I’ll call Sandy. She was seven when she was forced into the jungle
and 14 when she came to the United States, during which time she lived
in a children’s camp, nearly starved to death, watched as her father was
executed, and was struck in the ear by a soldier’s gun. She
interspersed her high-pitched, almost rehearsed-sounding recitation of
horrors past with complaints about the present. She couldn’t
concentrate, sleep at night, or stop ruminating on the past. She “thinks
too much,” a phrase that is common when Cambodians talk about PTSD.
After she tried to kill herself while pregnant, her mother took Sandy’s
two daughters and raised them herself. But they have not turned out
well, in Sandy’s opinion. They are hostile and difficult, she says. They
fight their grandmother and each other, so bitterly that the police
have been called. They both finished college and one is a pharmacist and
the other a clerk in an electronics store. But, she says, they speak to
her only to curse her. (The daughters declined to talk to me.)
On
the whole, the children of Cambodian survivors have not enjoyed the
upward mobility of children of immigrants from other Asian countries.
More than 40 percent of all Cambodian-Americans lack a high school
diploma. Only slightly more than 10 percent have a bachelor’s degree.
The story of Tom Sun, a soft-spoken, pop-star-dapper thirtysomething (he
doesn’t know his exact age) is emblematic, except, perhaps, in how well
he’s doing now. His mother was pregnant with him during the Khmer Rouge
years. His father died before the Vietnamese invaded Cambodia and drove
the Khmer Rouge back into the jungle. When he was very young, he, his
mother, and a little brother made their way from a Thai refugee camp to
the United States and eventually settled in Lowell. The two boys and two
other brothers, born after they arrived in the United States, were left
to raise themselves. Illiterate and shattered, their mother gambled,
cried, and yelled at her sons. “My mother, she’s loud,” Sun told me.
“She’s got a very mean tone. I still hear it in my head.” His
stepfather, a mechanic, also a survivor and also illiterate, beat them
until welts striped their bodies. By the time Sun should have entered
seventh grade, he had joined the Tiny Rascals, perhaps the largest Asian
American street gang in the United States. “It was comforting,” he
says. “We weren’t into drugs or alcohol.” They were into being a
substitute family. They were also into guns. Sun was involved in a
shooting that led to a stint in prison, which led to a GED, some college
credits, and some serious reflection on his future. He left the gang in
his mid-twenties. His brothers were not so lucky. Two of them are
serving life sentences for murder.
The
children of the traumatized have always carried their parents’
suffering under their skin. “For years it lay in an iron box buried so
deep inside me that I was never sure just what it was,” is how Helen
Epstein, the American daughter of survivors of Auschwitz and
Theresienstadt, began her book Children of the Holocaust,
which launched something of a children-of-survivors movement when it
came out in 1979. “I knew I carried slippery, combustible things more
secret than sex and more dangerous than any shadow or ghost.” But how
did she come by these things? By what means do the experiences of one
generation insinuate themselves into the next?
Traditionally,
psychiatrists have cited family dynamics to explain the vicarious
traumatization of the second generation. Children may absorb parents’
psychic burdens as much by osmosis as from stories. They infer
unspeakable abuse and losses from parental anxiety or harshness of tone
or clinginess—parents whose own families have
been destroyed may be unwilling to let their children grow up and leave
them. Parents may tell children that their problems amount to nothing
compared with what they went through, which has a
certain truth to it, but is crushing nonetheless. “Transgenerational
transmission is when an older person unconsciously externalizes his
traumatized self onto a developing child’s personality,” in the words of
psychiatrist and psychohistorian Vamik Volkan. “A child then becomes a
reservoir for the unwanted, troublesome parts of an older generation.”
This, for decades, was the classic psychoanalytic formulation of the
child-of-survivors syndrome.
But researchers are increasingly painting a picture of a psychopathology so fundamental, so, well, biological, that efforts to talk it away can seem like trying to shoot guns into a continent, in Joseph Conrad’s unforgettable image from Heart of Darkness.
By far the most remarkable recent finding about this transmogrification
of the body is that some proportion of it can be reproduced in the next
generation. The children of survivors—a surprising number of them, anyway—may
be born less able to metabolize stress. They may be born more
susceptible to PTSD, a vulnerability expressed in their molecules,
neurons, cells, and genes.
After a
century of brutalization and slaughter of millions, the corporeal
dimension of trauma gives a startling twist to the maxim that history
repeats itself. Yael Danieli, the author of an influential reference
work on the multigenerational dimensions of trauma, refers to the
physical transmission of the horrors of the past as “embodied history.”
Of course, biological legacy doesn’t predetermine the personality or
health of any one child. To say that would be to grossly oversimplify
the socioeconomic and geographic and irreducibly personal
forces that shape a life. At the same time, it would be hard to
overstate the political import of these new findings. People who have
been subject to repeated, centuries-long violence, such as African
Americans and Native Americans, may by now have disadvantage baked into
their very molecules. The sociologist Robert Merton spoke of the
“Matthew Effect,” named after verse 25:29 of the Book of Matthew: “For
unto every one that hath shall be given ... but from him that hath not
shall be taken.” Billie Holiday put it even better: “Them that’s got
shall have; them that’s not shall lose.”
But
daunting as this research is to contemplate, it is also exciting. It
could help solve one of the enduring mysteries of human inheritance: Why
do some falter and others thrive? Why do some children reap the
whirlwind, while other children don’t? If the intergenerational
transmission of trauma can help scientists understand the mechanics of
risk and resilience, they may be able to offer hope not just for
individuals but also for entire communities as they struggle to cast off
the shadow of the past.
Rachel
Yehuda, a psychologist at the Veterans Affairs Hospital in the Bronx
and a professor of psychiatry and neuroscience at Mount Sinai Hospital,
has well-coiffed blonde hair, a slew of impressive post-doctoral
students, and an air of rock-solid confidence. She is the go-to person
on the molecular biology of intergenerational trauma, although she may
never have pursued this line of research were it not for the persistence
of the children of trauma victims themselves.
In
the late ’80s, when Yehuda was a postdoctoral fellow in psychology at
Yale, she was analyzing the results of an interview with a shell-shocked
Vietnam veteran. At one point, she told her mentor, “I just can’t
understand whether trauma does this, or whether this is just who this
person is.” He said, “Rachel, that is a testable hypothesis.” So she
tested it. Yehuda had grown up in Cleveland Heights outside Cleveland,
Ohio, in a Jewish neighborhood full of Holocaust survivors. She returned
home and used a university archive to identify survivors from among her
neighbors. In her initial experiments, Yehuda found that Holocaust
survivors with PTSD had a similar hormonal profile to the one she was
seeing in veterans. In particular, they had less cortisol, an important
steroid hormone that helps regulate the nervous and immune systems’
responses to extreme stress. Some of the participants have objected
strongly to the comparison: ‘“They had guns! We were hunted,”’ they’d
tell her. “But that doesn’t mean they both don’t experience nightmares,”
she says.
Trauma is generally
defined as an event that induces intense fear, helplessness, or horror.
PTSD occurs when the dysregulation induced by that trauma becomes a
body’s default state. Provoke a person with PTSD, and her heart pounds
faster, her startle reflex is exaggerated, she sweats, her mind races.
The amygdala, which detects threats and releases the emotions associated
with memories, whirs in overdrive. Meanwhile, hormones and
neurotransmitters don’t always flow as they should, leaving the immune
system underregulated. The result can be the kind of over-inflammation
associated with chronic disease, including arthritis, diabetes, and
cardiovascular disease. Moreover, agitated nervous systems release
adrenaline and catecholamines, both involved in the fight or flight
response, unleashing a cascade of events that reinforces the effects of
traumatic memories on the brain. This may partially explain the
intrusive memories and flashbacks that plague people with PTSD. Extreme
stress and PTSD also appear to shorten telomeres—the DNA caps at the end of a chromosome that govern the pace of aging.
In
the early ’90s, Yehuda opened a clinic to treat and study Holocaust
refugees. She often got calls from the children of survivors. “At first,
I would just politely explain that this is not a program for
offspring,” she says. But then she happened to read Maus,
Art Spiegelman’s now-classic graphic novel about a paranoid Auschwitz
survivor and his puzzled, repelled son, who observes that his father
“bleeds history.” Shortly thereafter, yet another survivor’s child
called her and said, “If you understood the issues better, I think you
would see that we need a program also.” “Come on by and educate me,”
Yehuda replied. The man was an Ivy League graduate and a successful
professional “whom you would not think was the casualty of anything,”
she says. She listened to him talk about his unhappy childhood for
several hours, and then stopped him. How could he square his impressive
accomplishments with the notion that he was damaged? “He said: ‘Well,
there are a lot of ways to be damaged. I wouldn’t want to be the person
involved in an intimate relationship with me. I wouldn’t trust myself to
be a good father.’” That is when Yehuda decided to research therapies
for the children of survivors, too.
She
knew some of them were troubled, but she didn’t know why. Was the
damage a function of the way they were being raised? Or was it
transmitted by some other means?
In
early papers Yehuda produced on Holocaust offspring, she discovered that
the children of PTSD-stricken mothers were diagnosed with PTSD three
times as often as members of control groups; children of fathers or
mothers with PTSD suffered three to four times as much depression and
anxiety, and engaged more in substance abuse. She would go on to
discover that children of mothers of survivors had less cortisol than
control subjects and that the same was true of infants whose mothers had
been pregnant and near the Twin Towers on 9/11.
In
the early ’90s, whenever Yehuda presented her findings, fellow
scientists scoffed at them. The prevailing wisdom then held that the
fearful body manufactures too much cortisol, not
too little, and moreover that effects of stress on the body are
fleeting. Yehuda was asserting that PTSD is correlated with lower, not
higher, cortisol levels and that this trait—and vulnerability to PTSD—could be passed from parent to child. “My colleagues did not believe me,” she says.
They
also accused her of espousing Lamarckian genetics. The
eighteenth-century thinker Jean-Baptiste Lamarck held that traits
acquired over the course of a lifetime could be bequeathed to offspring.
Evolutionary thinkers had been ridiculing his views for well over a
century. The Darwinian orthodoxy was that, while biology may be destiny,
the vicissitudes of individual fate don’t alter the underlying
sequences of genes. Yehuda told her critics: “Listen, I don’t know
what’s right or wrong. I’m telling you what it is.”
Since
then, further research offers support for Yehuda’s thesis. Studies of
twins have showed that a propensity for PTSD after trauma is about 30 to
35 percent heritable—which means that genetic
factors account for about a third of the variation between those who get
PTSD and others. More biologists are unpacking the epigenetic effects
of PTSD—how it may change the way genes express
themselves and how these changes may then reprogram the development of
offspring. For instance, the kind of PTSD to which a child may succumb
differs according to whether it was a mother or a father who passed on
the risk. Maternal PTSD heightens the chance that a child will incur the
kind of hormonal profile that makes it harder to calm down. Paternal
PTSD exacerbates the possibility that the child’s PTSD, if she gets it,
will be the more serious kind that involves feeling dissociated from her
memories. A mother’s PTSD can affect her children in so many ways—through the hormonal bath she provides in the womb, through her behavior toward an infant—that
it can be hard to winnow out her genetic contribution. But, Yehuda
argues, paternal transmission is more clear-cut. She believes that her
findings on fathers suggest that PTSD may leave its mark through
epigenetic changes to sperm.
About a
decade ago, Michael Meaney, a professor of psychiatry at McGill
University in Montreal, founded the field of behavioral epigenetics when
he proved, by experimenting with rat mothers and their pups, that early
experiences modify gene expression and that those modifications can be
passed from one generation to another. David Spiegel, a professor of
psychiatry at Stanford University and a former president of the American
College of Psychiatrists, told me that Meaney had revealed the
epigenetic transmission of vulnerability in rats, and Yehuda is now
showing it in humans. Yehuda is, he wrote in an e-mail, “ahead of her
time.”
What Yehuda hopes to do is
nothing less than untangle the web of relationships among biology,
culture, and history. Do social forces transform our biology? Or does
biology “permeate the social and cultural fiber”? How do you even begin
to tease these things apart?
In the early ’80s,
a Lakota professor of social work named Maria Yellow Horse Brave Heart
coined the phrase “historical trauma.” What she meant was “the
cumulative emotional and psychological wounding over the lifespan and
across generations.” Another phrase she used was “soul wound.” The
wounding of the Native American soul, of course, went on for more than
500 years by way of massacres, land theft, displacement, enslavement,
then—well into the twentieth century—the
removal of Native American children from their families to what were
known as Indian residential schools. These were grim, Dickensian places
where some children died in tuberculosis epidemics and others were
shackled to beds, beaten, and raped.
Brave
Heart did her most important research near the Pine Ridge Reservation
in South Dakota, the home of Oglala Lakota and the site of some of the
most notorious events in Native American martyrology. In 1890, the most
famous of the Ghost Dances that swept the Great Plains took place in
Pine Ridge. We might call the Ghost Dances a millenarian movement; its
prophet claimed that, if the Indians danced, God would sweep away their
present woes and unite the living and the dead. The Bureau of Indian
Affairs, however, took the dances at Pine Ridge as acts of aggression
and brought in troops who killed the chief, Sitting Bull, and chased the
fleeing Lakota to the banks of Wounded Knee Creek, where they
slaughtered hundreds and threw their bodies in mass graves. (Wounded
Knee also gave its name to the protest of 1973 that brought national
attention to the American Indian Movement.) Afterward, survivors
couldn’t mourn their dead because the federal government had outlawed
Indian religious ceremonies. The whites thought they were civilizing the
savages.
Today, the Pine Ridge
Reservation is one of the poorest spots in the United States. According
to census data, annual income per capita in the largest county on the
reservation hovers around $9,000. Almost a quarter of all adults there
who are classified as being in the labor force are unemployed. (Bureau
of Indian Affairs figures are darker; they estimate that only 37 percent
of all local Native American adults are employed.) According to a
health data research center at the University of Washington, life
expectancy for men in the county ranks in the lowest 10 percent of all
American counties; for women, it’s in the bottom quartile. In a now
classic 1946 study of Lakota children from Pine Ridge, the
anthropologist Gordon Macgregor identified some predominant features of
their personalities: numbness, sadness, inhibition, anxiety,
hypervigilance, a not-unreasonable sense that the outside world was
implacably hostile. They ruminated on death and dead relatives. Decades
later, Mary Crow Dog, a Lakota woman, wrote a memoir in which she cited
nightmares of slaughters past that sound almost like forms of collective
memory: “In my dream I had been going back into another life,” she
wrote. “I saw tipis and Indians camping ... and then, suddenly, I saw
white soldiers riding into camp, killing women and children, raping,
cutting throats. It was so real ... sights I did not want to see, but
had to see against my will; the screaming of children that I did not
want to hear. ... And the only thing I could do was cry. ... For a long
time after that dream, I felt depressed, as if all life had been drained
from me.”
Brave Heart’s subjects
were mainly Lakota social-service providers and community leaders, all
of them high-functioning and employed. The vast majority had lived on
the reservation at some point in their lives, and evinced symptoms of
what she called unmourned loss. Eighty-one percent had drinking
problems. Survivor guilt was widespread. In a study of a similar
population, many spoke about early deaths in the family from heart
disease and high rates of asthma. Some of her subjects had hypertension.
They harbored thoughts of suicide and identified intensely with the
dead. Brave Heart quoted a Vietnam vet, who said: “I went there prepared
to die, looking to die, so being in combat, war, and shooting guns and
being shot at was not traumatic to me. That was my purpose and my reason
for being there.”
American Indians
suffer shockingly worse health than other Americans. Native Americans
and native Alaskans die in greater proportions than other racial or
ethnic groups in the country, from homicide, suicide, accidents,
cirrhosis of the liver, pneumonia, and tuberculosis. Public health
officials point to a slew of socioeconomic factors to explain these
disparities: poverty, unemployment, lack of health insurance, cultural
barriers, discrimination, living far from decent grocery stores.
Sociologists cite the disintegration of families, the culture of
poverty, perpetual conflict with mainstream culture, and, of course,
alcoholism. The research on multigenerational trauma, however, offers a
new set of possible causes.
At the
frontier of this research lies a very delicate question: whether some
people, and some populations, are simply more susceptible to damage than
others. We think of resilience to adversity as a function of character
or culture. But as researchers unravel the biology of trauma, the more
it seems that some people are likelier to be broken by calamity while
others are likelier to endure it.
For
instance, studies comparing twins in which one twin developed PTSD
after trauma, and the other never had the bad experience and therefore
never received the diagnosis, have uncovered shared brain structures
that predispose them to traumatization. These architectural anomalies
include smaller hippocampuses—which reduce the brain’s ability to manage the neurological and hormonal components of fear—and
an abnormal cavity holding apart two leaves of a membrane in the center
of the brain, an aberration that has been linked to schizophrenia,
among other disorders. Researchers have further identified genetic
variations that seem to magnify the impact of trauma. One study on the
mutations of a certain gene found that a particular variation had more
of an “orchid” effect on African Americans than on Americans of European
descent. The African Americans were more susceptible than the European
Americans to PTSD if abused as children and less susceptible if not.
Another
theory, even more uncomfortable to consider, holds that a particular
parental dowry may drive a person to put herself in situations in which
she is more likely to be hurt. Neuropsychologists have identified
heritable traits that push people toward risk: attention deficits, a
difficulty articulating one’s memories, low executive function or
self-control. The “high-risk hypothesis,” as it is known, sounds a lot
like blaming the victim. But it isn’t all that different from saying
that people have different personalities and interact with the world in
different ways. As Yehuda puts it, “Biology may help us understand
things in a way that we’re afraid to say or that we can’t say.”
In
the past few years, Yehuda has helped design and has co-authored
studies with Cindy Ehlers, a neuroscientist at La Jolla’s Scripps
Research Institute, along with others, who advanced the high-risk
hypothesis for Native Americans. A host of studies have shown that
significantly more American Indians endure at least one traumatic
incident—assault, an accident, a rape—than
other Americans (among the subjects in this particular study, the rate
was 94 percent); that the risk of being assaulted and contracting PTSD
seem heritable to about the same degree (30 to 50 percent); and that
trauma, substance abuse, and PTSD mostly seem to happen in early
adulthood. “What is being inherited in these studies is not known,”
writes Ehlers. But the fact that all these bad things emerge at the same
point in the kids’ development argues for some degree of genetic or
epigenetic influence. Another way of saying it is that maybe these young
adults are finding themselves at the center of a particularly cruel
collision of genes and history.
On
the stormy afternoon in July when I visited Tom Sun’s apartment,
lightning had just blown out a transformer drum down his block and the
lights were out. The sky was just bright enough to illuminate a domestic
idyll: A two-year-old boy bounced happily on and off Sun’s lap. A
ten-year-old girl whisked the toddler into the kitchen as soon as her
father asked her to. The living room was sparsely but pleasantly
furnished. The air of calm was no accident. Now in his late thirties,
Sun is a counselor to teenagers in trouble, including gang members, and
has arranged his schedule so that he can come home early every day and
give his children the care he was denied. (Sun’s wife works late.) In
addition to cultivating serenity, he teaches them self-reliance. He
wants them, he tells me, to be prepared for whatever reversals of
fortune they may encounter. He has taught them to cook for themselves,
“just in case something should happen to Mommy and Daddy”; he has taken
them for 15-mile walks to a mall over the border in New Hampshire so
they know they can walk that far if they need to. It’s hard to imagine
many other Americans doing this and hard for me not to interpret Sun’s
precautions as echoes of his mother’s experience. But it is his way of
mastering the past.
Ever since
humans have been inflicting violence on other humans, they have been
devising techniques to deal with its aftereffects. The French
phenomenologist Maurice Merleau-Ponty writes of “the lived body”—the
body as a receptacle of past experiences, of a knowing that bypasses
knowledge. Think of a culture as a collective lived body, the scars of
its experiences accumulated over generations and fixed into rituals and
mores. A less elegant way of putting this is in the language of therapy:
culture as coping mechanism.
The
Jewish mode of trauma management is commemoration. An old joke has it
that all Jewish holidays amount to the same thing: “They tried to kill
us. They failed. Let’s eat!” When Jews retell the tales of Egyptian
slavery—hunger, humiliation, murder—they’re
performing acts of catharsis in the company of others whose forebears
also outlasted their tormentors. If refugees from the Nazis and their
offspring have thrived relative to other victims of massive historical
trauma, surely that has to do with the quantity of cultural and human
capital that washed up with the survivors on the shores of America and
Israel. But their flourishing may also be a therapeutic benefit of
ritualized communal mourning. It is no accident that the Holocaust now
has its own holy day: Yom Ha-Shoah, the Day of the Holocaust.
Cambodians
don’t privilege commemoration in the same way, although they certainly
have rituals for mourning the dead. Dwelling upon the atrocities of the
Khmer Rouge, I was told repeatedly, is not the Cambodian way. During my
time in Lowell, I visited a wat,
a Buddhist temple, and met a monk who explained, through a translator,
that he advises people who come to him for help to accept what cannot be
changed, focus on the future, and trust that all injustices will come
out right in the end.
Looking
insistently forward, rather than backward, may strike some Westerners as
a form of denial. That reliving the past and telling tales about it
offer the best cures for mental suffering must qualify as the most
entrenched belief in Western psychology, with deep roots in the
Christian imperative to confess and the Jewish injunction to remember.
Delve into the literature on collective trauma, and you will read about
the devastating and long-lasting suffering occasioned by “the conspiracy
of silence,” the failure to speak openly about the horrors of recent
history.
This ingrained faith in
memory has surely influenced the most common treatment for PTSD:
cognitive behavioral therapy, or CBT. The dominant CBT protocol for PTSD
is prolonged exposure—the vivid reexperiencing
or reimagining, and in some cases writing down, of distressing memories,
until they have been crafted into narrative and lost their sting. By
creating new associations and contexts for the intrusive thoughts, the
therapy is said to decouple memory and fear, along with all the
physiological reactions that fear provokes.
But
repeated reexperiencing does not work in all cases. For some people,
rather than healing, it may retraumatize. Anthropologist and
psychiatrist Devon Hinton, who works at Arbour Counseling, talks about
his patients’ “catastrophic cognitions”—extreme
attacks of anger, say, triggered by experiences that set off memories,
which then kickstart fits of anxiety, and so on. These triggers often
have deep cultural and historical associations. They may be children
behaving in a manner deemed disobedient or ungrateful; they may be, as
Lemar Huot, a young therapist at Arbour (she treats Sandy, among others)
explained to me, women refusing to act as they would have in the old
country. Being disrespected, Hinton told me, reawakens the sensation of
being coldly demeaned by the Khmer Rouge. Symptoms such as neck pains
and shortness of breath may reenact suffering endured during the years
of slavery, when Cambodians were sometimes forced to carry heavy loads
on their heads and shoulders or were tortured by near-drowning or having
bags placed over their heads. Huot recounted the tale of a beloved
grandmother who began to behave in a way that left no room for
ambiguity. “We’d come home from school,” said Huot. “We lived across the
street from a baseball field, and she’d be in it. She’d hidden a bag of
rice in her clothes and told us it was time to run. Or she’d start
seeing bugs in her food.”
Hinton is
part of a group that has catalogued more enigmatic sources of distress;
they have even succeeded in having them included in the DSM-V. The
manual includes nine culturally specific presentations of mental
disorders; one is Cambodian, others are Latino, Japanese, and Chinese.
The Cambodian one is the “khyal attack.” Khyal
is thought to be a sort of malevolent wind that can wreak havoc in the
body, blinding and even killing. Outbreaks occur when the flow of khyal
is trapped in the body; this may lead to cold limbs, dizziness, heart
palpitations, tinnitus, and blurry vision, among other things. The fear
that one is suffering a khyal attack is another “catastrophic cognition,” a terror born of terror that keeps cycling back on itself.
Another
source of what feels like near-fatal anxiety is sleep paralysis,
idiomatically known to Cambodians as “the ghost pushes you down.” This
is when a person wakes but is unable to move and senses the presence in
the room of a menacing figure. You might call sleep paralysis a
haunting. Visitations often begin during periods of everyday stress—money
troubles or fights with children or spouses. The guests are understood
to be the angry spirits of people of whose gruesome deaths the dreamer
may, say, have witnessed: fellow villagers whose skulls were smashed, a
child killed by being swung against a tree, a friend who starved to
death. Apparitions of the unburied and unmourned can dislodge a soul
from its body and enslave the visitant to the ghost. The only way to
allay its fiendish malignity is to make gifts and offer incense in the
name of the dead.
Hinton argues that
treatments should focus as much, if not more, on techniques for calming
oneself down than on awakening demons and that these should be rooted
in the patient’s own traditions. For his clients, he uses meditation,
mindfulness, stretching, the visualization of images that promote
self-forgiveness and loving-kindness. For instance, Buddhism prizes a
quality called upekkha (the word comes from
Pali, an ancient Indian language): equanimity. This entails distancing
oneself from emotions and disturbing thoughts; a Buddhist metaphor is to
think of them as clouds in the sky, and let them scud away, and so that
is something practitioners of culturally adapted CBT might have people
do. “We have Southeast Asian patients imagine love spreading outward in
all directions like water,” writes Hinton. “This is because in Buddhism
water and coolness are associated with values of love, kindness,
nurturing, and ‘merit-making,’” that is, doing good deeds such as giving
to the poor or to the temple.
I do
not mean to imply that a traumatized nation should forgo a strict
accounting of the crimes of the past. One source of deep anger for many
Cambodians is that the Khmer Rouge regime ended inconclusively. Only
this autumn, nearly 40 years after the fall of the Khmer Rouge, did a
United Nations–backed tribunal open hearings on whether its top
officials committed genocide; before that, only a handful of officials
had been tried and sentenced on the lesser charge of crimes against
humanity. The director of the most notorious torture center, Kaing Guek
Eav, better known as “Duch,” was only given a lifetime sentence after
Cambodians protested his lighter penalty of 35 years. Cambodia’s current
prime minister, Hun Sen, was at one point a Khmer Rouge commander,
though he left the group when Pol Pot began killing his own followers.
Sen is now a capitalist rather than an agrarian communist, but his
government is authoritarian and certainly does not give the reassuring
sense that the past is safely past.
So
it is important to remember. But tone also matters. What made Yehuda
the saddest while cataloguing the stories of survivors’ children, she
told me, were the descriptions of childhood homes that felt like
graveyards and the children’s sense that laughter desecrated the memory
of the dead. Death, she says, must not quash life: “Living and laughing
and being joyous and almost disrespectful to those who suffered—it’s what they’d want you to do, without forgetting them,” she says.
When
entire countries or communities are ravaged by the effects of massive
collective trauma, often the response is to call for truth commissions
and reparations. Although these deliver necessary justice and restore
moral balance to the world, they don’t suffice to heal the damage.
Studies of the South African Truth and Reconciliation Commission, for
instance, indicate that, though it imparted a greater knowledge of
history among South Africans, it had little impact on their well-being.
The
emerging research on trauma makes it increasingly clear that in order
to interrupt the cycle of dysfunction for families, we’ll have to
address the biological aftershocks of trauma. There are hopes for quick
fixes—drugs and other rapid treatments to
prevent the traumatized from developing PTSD. Early research on mice
into a non-addictive drug called SR-8993, for instance, appears
promising: It activates opioid receptors in the amygdala, which may
prevent the consolidation of fearful memories. This suggests that
perhaps there’s a way to keep the traumatized from becoming fixed inside
their terrors.
As for those who
already have PTSD, some scientists swear by beta-blockers. They are said
to interfere with the storage of memories—to
blunt the emotional edge of horrific memories and to help the brain
extinguish fear by making its circuits a little more flexible and
associations less fixed. However, beta-blockers haven’t done any better
than placebos in recent tests. “Fear extinction is a lovely theory, and
if it were really about fear, it would be nice to extinguish it,” says
Yehuda. But “in people fear is just one of many things that happens when
you’re traumatized.” Yehuda puts more stock in hydrocortisone, which
inhibits the abnormal cortisol secretion that permanently damages the
body’s ability to quell anxiety.
None
of this tells us specifically what to do for the next generation.
Perhaps one of the most popular approaches emerges from social work and
public health: It is to help mothers with PTSD deal with their infants
so that they don’t reproduce their angst in their young children. I can
no longer count how many psychologists I talked to who are launching or
already working on programs that try to do this, sometimes starting
during pregnancy. Another idea is to run genetic tests on the recently
traumatized, so as to identify who among them is more likely to develop
PTSD (and thus, presumably, to pass it on). Trauma victims in an
emergency room in Atlanta who tested positive for genes associated with a
risk of PTSD got an hour of psychotherapy, with follow-up over the next
two weeks. They developed fewer symptoms than victims with a similar
profile who did not get the therapy.
Yehuda,
for her part, aims to locate the exact spots on genes where molecular
changes occur in response to trauma. Such knowledge could elevate
interventions to an even higher level of precision than genetic
screening. To be effective, she says, “we have to understand what are
the reversible and the non-reversible targets,” by which she means, what
can be restored to normal and what can’t be. This research, however, is
not easy, because among other dangers you risk trying to reverse
something that actually helps a body adapt—of mistaking resilience for pathology, as she puts it. Nor are these investigations cheap.
It
seems a small moment of grace when you hear a tale of how the past can
come to heal rather than bedevil. Lemar Huot is grateful that her
parents and grandmother, who were able to carry on and to shield her
from their experiences until her grandmother became sick, never
inculcated in her any fear of the dead. On the contrary, “it was almost
reassuring to have them visit,” she says. “There was this idea that your
loved ones are never far away.” But the collective wounds of the
Cambodian community have a way to go before they close up, and at some
level, of course, they never will. Huot discerns a lingering anomie
among her patients and their children. Children learn from their
parents’ ongoing torment that the past is unpalatable and the present a
flimsy gauze that can easily be torn to expose the festering underneath.
There
is biological PTSD, and familial PTSD, and cultural PTSD. Each wreaks
damage in its own way. There are medicines and psychotherapies and the
consolations of religion and literature, but the traumatized will never
stop bequeathing anguish until groups stop waging war on other groups
and leaving members of their own to rot in the kind of poverty and
absence of care that fosters savagery. All that, of course, is
improbable. The more we know about trauma, though, the more tragic that
improbability becomes.